Welcome to Ken Araki's World

Explore the life and achievements of Ken Araki

Ken Araki, Ph.D.
I am Ken Araki, a postdoctoral researcher at the Arizona State Univerisity. I received my Bachelor from Niigata University in Mechanical Engineering in March 2019. I started my Ph.D. study in August 2019 working on thermal radiation and nanophotonics. The study is focused on tailoring the optical radiative properties of gratings and multilayers mechanically, electronically, and thermally in nanoscale. Various materials are utilized including graphene and vanadium dioxide. It is focused both on far-field and near-field thermal radiation and the applications include radiative cooling coatings, plasmonic gratings, and thermophotovoltaics. I received my Ph.D. on December, 2022.

University of North Texas, Denton, TX
Aug. 2019 - Dec. 2022
Ph.D. in Mechanical Engineering, GPA: 4.00/4.00

Niigata University, Niigata Japan
Apr. 2017 - Mar. 2019
B.S. in Mechanical Engineering, Overall GPA: 3.22/4.00, Major 3.28/4.00

National Institute of Technology Gunma College, Gunma Japan
(Japanese combined five-year high school-university)
Apr. 2012 - Mar. 2017
Mechanical Engineering (Associate), Overall GPA: 3.65/4.00

Arizona State University, Tempe AZ (Jan. 2023 - Present)

University of North Texas, Remote (Dec. 2023 - Aug. 2024)

University of North Texas, Denton TX (Aug. 2019 - Dec. 2022)

  • Research Assistant, Teaching Assistant (Fall 2021: Thermodynamics 1, Spring 2022 & Fall 2022: Heat Transfer)
  • Dissertation Advisor: Dr. Richard Zhang
  • Dissertation: "Tunable Effect on Thermal Radiative Emission of Gratings and Multilayers" Oct. 28th, 2022 12 PM - 1:20 PM (Committee members: Dr. Richard Zhang, Dr. Bo Zhao (University of Houston), Dr. Jeffry Kelber (Department of Chemistry), Dr. Wonbong Choi, Dr. Weihuan Zhao). link

Niigata University, Niigata, Japan (Apr. 2018 - Mar. 2019)

  • Research Advisor: Dr. Atsushi Sakurai
  • Research topics: Beam splitter for PV-TEG hybrid system, Exterior tuning for radiative cooling device
  • Thesis: "Exterior Tuning for Radiative Cooling Device"

National Institute of Technology Gunma College, Gunma, Japan (Apr. 2016 - Mar. 2017)

  • Advisor: Dr. Masashi Kurose
  • Thesis: "Effect of Grinding Speed of Work Hardening of Austenitic Stainless Steel"
  • Graduate Student Teaching Excellence Program (GSTEP, Fall 2022)
    • MEEN 5315 Nanoscale energy Transport (Chapter 8: Fundamentals of Thermal Radiation, Chapter 9: Radiative Properties of Nanomaterials)
  • Undergraduate Course Teaching Experience (Spring 2022) 
    • MEEN 3210 Heat Transfer (Chapter 12: Thermal Radiation)
  • JSME Student Membership (2016 - 2019)
  • IEEE Membership (2021 - Present)
  • ASME Membership (2022 - Present)
  • SPIE  Membership (2022 - Present)
  • Toulouse Graduate School Travel Grant: $500, Summer 2022
  • College of Engineering Travel Grant: $500, Summer 2022
  • Best Presentation Award, IMECE 2024, Portland, OR

MATLAB, Python, C++, Machine Learning (Bayesian COMBO, Genetic Algorithm), SOLIDWORKS, Rigorous Coupled-Wave Analysis (RCWA), Transfer Matrix Method (TMM), Finite Difference Time Domain (FDTD), Fourier-Transform Infrared Spectroscopy (FTIR), Variable Angle Spectroscopic Ellipsometer (VASE), E-Beam Evaporation, MiniBrute Thermal Furnace, Oxford PECVD, Cambridge ALD, DC/RF Sputtering. Tunable Light Source (TLS), Keithley Digital Multimeter (DMM) 6500, Keithley Source Meter 2400.

  • Listening to music (pop, rock, alternative, indie rock)
  • Watching movies (action, sci-fi, adventure, mystery, suspense)
  • Walking
  • Playing and watching tennis
  • Playing table tennis
  • Watching baseball (Seattle Mariners, Los Angeles Dodgers, San Diego Padres, Chicago Cubs, Boston Red Sox, New York Mets) 
  • San Diego, California
  • Ohtawara, Tochigi, Japan
  • Vancouver, Washington
  • Takasaki, Gunma, Japan
  • Niigata, Niigata, Japan 
  • Denton, Texas
  • Tempe, Arizona
  • Japan: Hokkaido, Fukushima, Ibaraki, Saitama, Tokyo, Yokohama, Kawasaki, Tsurumi, Kamakura, Kyoto, Osaka, Nara, Shiga, Sendai, Kanazawa, Toyama, Fukui
  • USA: Seattle, Walla Walla, Portland, Beaverton, Dallas, San Jose, Oakland, San Francisco, Los Angeles, San Diego, Urbana-Champaign, Chicago, Boston, Philadelphia
  • Europe: Spain 

(6) Resonant-mode metasurface thermal super mirror by deep learning assisted optimization algorithms (link)

A “super-mirror” having ultrahigh infrared reflectance is achieved by an optimized photonic contrast grating metasurface. Finding ways to achieve this exceptional performance can be enabled by implementing global optimization and machine learning elements, such as Bayesian optimization and genetic algorithm. Here, we acquired an optimized grating design made of high-index Germanium, which excites resonances that result in ultralow emittance at certain wavelengths. Our optimizations assisted in the discovery of hybridized coupling of Fabry-Perot modes and guided modes in a monolithic microscale multilayered coating. We demonstrate constraints in the given geometric variable ranges improves the overall performance of algorithms. We also show the enhanced performance of a deep learning Feedforward Neural Network, which is implemented as the inverse design using the network trained with dataset obtained from Bayesian and genetic approaches. The performance of the Neural Network-assisted design produced normal emissivity difference by only +3.5%, with lower sensitivity to grating dimensional parameter variations. The improvement is achieved by predicting and understanding the optical physics of resonant gratings. The proposed coating suggested by machine learning can be applied to space components, enclosures, and vessels to prevent thermal radiation loss.


(5) Infrared Radiative Switching With Thermally and Electronically Tunable Transition Metal Oxides-Based Plasmonic Grating (link)

Tunability of optical radiative properties are provided through material properties such as thermally tunable negative thermal expansion of graphene and phase transition of vanadium dioxide. In contrast, the optical properties can be manipulated via electronically. One can tune the chemical potential of graphene to shift the plasmonic excitation. Likewise, voltage supply with positive ion insertion can transition its dielectric function, known as electrochromic materials including tungsten trioxide (WO3) and molybdenum trioxide (MoO3) which only requires small ranges of DC voltage supply of plus minus 2 to 3 V.   Both WO3 and MoO3 transition to metallic phase as voltage is applied so that its dielectric function can be modeled by Drude model. Interestingly, MoO3 is also temperature dependent where phase transition occurs between 498-623 K. In this work, tunable plasmonic grating is compared between three different transition metal oxides, VO2, cWO3 (crystalline), and MoO3.  


(4) Simultaneous solar rejection and infrared emission switching using an integrated dielectrics-on-VO2 metasurface link

Passive infrared emittance switching can be achieved with a metal-to-insulating phase transition material vanadium dioxide (VO2), but its non-transitioning bandgap results in high absorptance in the visible wavelength range. To achieve a half-order reduction of absorptance in the visible to near-infrared region, we design integrated dielectric photonic metasurface structures on monolithic VO2 coatings. This combination of nano/micro-patterned dielectric diffractive and resonant gratings with a multilayer VO2 structure preserves the terrestrial thermal wavelength emission switching capabilities. We demonstrate a periodic microscale diffractive prism array, comparing the reflectance provided by either infrared-transparent germanium (Ge) or silicon (Si). Despite the advantage of total internal reflection in the broad near-infrared region, some bandgap absorption limits the performance in the visible wavelengths. A better theoretical means to reflect broadband light via waveguide-like Fabry–Pérot resonance are near-wavelength 1D and 2D High Contrast Grating (HCG) high-index metasurface structures surrounded by a low-index host medium. This HCG metasurface allows broadband high-quality reflection within the dual-mode (or tri-mode) region from 1.0 to 2.2 µm wavelengths for HCG with a refractive index of 4.0, which corresponds to Ge. This study investigates the advantages and disadvantages along with the thermal performance of these metasurface augments aimed to enable thermally switchable passive radiative cooling—thermal emission exceeding solar absorption—of solar cells, terrestrial buildings, and energy storage devices.


(3) An optimized self-adaptive thermal radiation turn-down coating with vanadium dioxide nanowire array link

Insulator-to-metal temperature phase transition Vanadium Dioxide (VO2) can enable radiative property switching in the mid- to far-infrared wavelengths. With computational optimization of grating arrangement and layer thickness parameters, we identify a monolithic high-performance turn-down thermal emittance coating of no more than 2 μm thick, consisting of a VO2 sub-wavelength nanowire grating array on an index-matched Fabry-Perot dielectric thin film on an additional absorbing VO2 sublayer. The working principles of this optimized VO2 structure are its gradient refractive index allowing high through-coating transmittance in the cold state, and its near-unity emissivity from semi-metal-insulator-metal plasmonic coupling in the hot state. This anisotropic patterned structure also considers performance over polarized incident light. A survey of other Fabry-Perot cavity materials with refractive index matching points to higher turn-down performances given an optimal VO2 nanowire volume filling ratio. With 24-hour solar and environmental analysis in comparison to other VO2 metasurfaces and multilayers, this coating enables responsive passive radiative cooling at high temperatures exceeding transition. This nano/micro-patterned coating could potentially impact self-cooling of the solar cells, batteries, and electrical devices where risk presents at high temperatures.


(2) Mechano-Optical Resonant Emission by Edge Angle Modulation of Wrinkled Graphene on Plasmonic Metal Gratings link

Graphene coated on top of photonic-plasmonic metasurfaces can produce resonant radiative emission in the mid-infrared region. Narrowband emission peaks are observed through folding graphene into “origami” ridges over metal grating grooves, creating a complementary cavity mode above the trench. This geometrically tuned phenomenon of graphene surface plasmon excitation along the folded sheet enhances the emission when added to magnetic polariton (MP) resonance induced within the plasmonic grating groove. Our analytical models describe how this graphene surface plasmon polariton (SPPG) is a function of folded graphene geometric parameters, and most importantly, the graphene edge angle that distends from the grating surface. The frequency-dependent phase shift of SPPG is fitted to grating parameters, and a modified inductor-capacitor circuit model was developed for predicting MP resonance mode with graphene influence. It was found that the edge angle of wrinkled graphene blue-shifts the groove MP resonance and SPPG resonant emission peak in both wrinkled graphene alone and with the grating substrate. The understanding of geometrically modulated graphene adhered on plasmonic gratings impacts the design and capability of narrowband cavity emitters and contributes toward the development of mechanical-optical environmental sensors.


(1) Plasmon-resonance emission tailoring of “origami” graphene-covered photonic gratings link

Due to the negative coefficient of thermal expansion of graphene, temperature changes of graphene-coated photonic surfaces could induce resonant mode shifts in diffractive optical absorptance and emission. This study focuses on the modification of optical properties through folding, or “origami,” of graphene covering a plasmonic metal channel grating. This work is especially critical to understanding tailored deep plasmon emission from geometrically-modulated conducting sheets such as graphene. Conformational changes in graphene on gratings are found to tailor cavity resonance emission and plasmonic oscillations such as magnetic polaritons (MPs) and surface plasmon polaritons (SPPs), respectively. Up to 46% reduction in radiative absorptance was observed through retarded MP. Excited SPP modes can increase narrowband absorptance of 0.5 through folding of graphene. Tailoring of optical absorptance can be used for applications such as photodetectors and thermal emitters.

Publications (Google Scholar)

(7) K. Araki and R.Z. Zhang, "Resonant-Mode Metasurface Thermal Super Mirror by Deep Learning-Assisted Optimization Algorithms." Journal of Quantitative Spectroscopy and Radiative Transfer, 109195 (2024) link.

(6) K. Araki and R.Z. Zhang, "Infrared radiative switching with thermally and electrically tunable transition metal oxides-based plasmonic grating." Scientific Reports, 13 (2023) link.

(5) R.Z. Zhang and K. Araki, “Ultralow Emittance Thermal Radiation Barrier Achieved by a High-Contrast Grating Coating.” AIAA Journal of Thermophysics and Heat Transfer, 1-13 (2022) link.

(4) K. Araki and R.Z. Zhang, “Simultaneous solar rejection and infrared emission switching using an integrated dielectrics-on-VO2 metasurface.” AIP Advances 12 (5), 055205 (2022) link.

(3) K. Araki and R.Z. Zhang, “An optimized self-adaptive thermal radiative turn-down coating with vanadium dioxide nanowire array.” International Journal of Heat and Mass Transfer 191, 122835 (2022) link.

(2) K. Araki and R.Z. Zhang, “Mechano-Optical Resonant Emission by Edge Angle Modulation of Wrinkled Graphene on Plasmonic Metal Gratings.” ACS Applied Nano Materials 4 (8), 8399-8407 (2021) link.

(1) K. Araki and R.Z. Zhang, “Plasmon-resonance emission tailoring of “origami” graphene covered photonic grating.” Optics Express 28 (15), 22791-22802 (2020) link

List of Journals

  1. Optics Express (h-index 297)
  2. Scientific Reports (h-index 282)
  3. International Journal of Heat and Mass Transfer (h-index 236)
  4. Journal of Quantitative Spectroscopy and Radiative Transfer (h-index 122)
  5. AIP Advances (h-index 73)
  6. AIAA Journal of Thermophysics and Heat Transfer (h-index 73)
  7. ACS Applied Nano Materials (h-index 64)

Aim

  1. Nature (h-index 1331)
  2. Science (h-index 1283)
  3. Cell (h-index 856)
  4. Physical Review Letters (h-index 674)
  5. Advanced Materials (h-index 605)
  6. Nature Materials (h-index 533)
  7. Nano Letters (h-index 531)
  8. Physical Review B (h-index 481)
  9. Applied Physics Letters (h-index 466)
  10. Nature Communications (h-index 466)
  11. ACS Nano (h-index 448)
  12. Nature Nanotechnology (h-index 395)
  13. Nature Photonics (h-index 362)
  14. Journal of Applied Physics (h-index 341)

(1) R.Z. Zhang and K. Araki, Thermal High-Contrast Metamaterials, Thermal Plasmonics and Metamaterials for a Low-Carbon Society (2024) link

(8) K. Araki and L.P. Wang, "All-Day Thermochromic Solid-State Power Generation With Self-Switchable Thermochromic Coating." (IMECE 2024), Portland, OR, Nov. 17-21, 2024 link.

(7) K. Araki and R.Z. Zhang, "Resonant-Mode Metasurface Thermal Super Mirror Assisted by Machine Learning." (Nanorad 2024), Sapporo, Hokkaido, Japan, Jul. 17-19, 2024 link.

(6) K. Araki and R.Z. Zhang, "Broadband Thermal Management of Infrared Zero Contrast Grating." (MRS Fall Meeting 2023), Boston, USA, Nov. 27 - Dec. 01, 2023 link

(5) K. Araki, F. Anwar, S. Alhowity, O. Omolere, L. Wang, J. A. Kelber and R. Z. Zhang, "Epitaxial growth of vanadium dioxide for thermochromic coatings." (Asian Thermophysical Properties Conference (ATPC 2022), Virtual Conference, Sendai Japan), Sept 26 - 30, 2022 link.

(4) K. Araki and R.Z. Zhang, “Mid-infrared transparent solar reflector using high-index material for thermochromic and thermo-radiative cooling metasurfaces.” (Metamaterials, Photonic Crystals and Plasmonics Conference | META 2022), July 19-22, 2022 link.

(3) K. Araki and R.Z. Zhang, “Self-Thermal Regulating VO2-Fabry-Perot Cavity Coating for Passive Radiative Cooling Device.” ASME Summer Heat Transfer Conference (SHTC), Philadelphia, USA, July 11, 2022 link.

(2) K. Araki and R.Z. Zhang, “Tailoring optical properties of “origami” graphene covered photonic grating.” (IEEE Photonics 2021 Virtual Conference), October 19, 2021 link.

(1) K. Araki and M. Kurose, “The Effect of Grinding Speed on Work Hardening of Austenitic Stainless Steel.” 56th Graduating Research Conference, Japan Society of Mechanical Engineers, Tokyo, Japan, March 16, 2017 link.

Future Conference

  • SPIE Optics + Photonics 2025 (San Diego, CA) Aug. 3 - 7, 2025
  • 551 E Tyler Mall, Tempe, AZ 85281